Denver, CO • July 19, 2016
Last week we made some major structural changes at The Leaders Group. Effective immediately, New Accounts and Commissions are under one Operations umbrella, led by David Francis as our new Operations Manager. In this role, David will be directly managing our New Accounts Team.
In addition, Van Lam will now be the head of the Commissions Team, continuing many of the responsibilities she had previously, as well as many of David’s duties. Kim Cramer will now be responsible for all general securities business through NFS, overseeing all operations for TLG Advisors and heading up the Transition Team for new advisors.
There have also been some changes in Compliance. Ben Tiller will now be a Compliance Officer, having more regulatory responsibility and interaction. Cathy Lauria will be taking over direct day-to-day management of the Compliance Team as our new Compliance Manager.
EVP of Marketing/Operations Sean Wickersham said, “I am confident that these changes will best position us to deal with the challenges we will be facing in the years ahead as a result of the impending regulatory changes. With a more streamlined Operations Team, and some additional management in our Compliance Team, we will best be able to face the major impact these new regulations will have on each department and individual with The Leaders Group”.
Please join us in congratulating everyone on their new roles!
About The Leaders Group
The Leaders Group is an independent broker/dealer with a national footprint of over 700 representatives involved in the securities business. Throughout its 22 years in the industry, The Leaders Group and its representatives have developed expertise in both the retail and wholesale sides of the life insurance and securities fields, with the company being the number one distributor broker/dealer of Variable Life Insurance in the world 9 years running.
For more information please contact the Leaders Group Home Office by calling 800-293-4296.