Littleton, CO • March 18, 2014
Lauria will be involved in all aspects of the Compliance Department. Specifically, she will be working email review, new business approval, monitoring continuing education and many other areas in compliance. Cathy brings her years of industry experience with other broker/dealers to help ensure the department runs efficiently and compliantly.
Leaders Group Chief Compliance Officer Jane Riley said, “I am thrilled to have Cathy join us. She has so much industry knowledge and enthusiasm that we are already a better department since we added her.”
Cathy has been in the industry since 1971 and most recently worked with Parsonex, a local broker/dealer where she managed the registration department.
Lauria has already started in her position and is undergoing training on company policies and procedures.
About The Leaders Group
The Leaders Group is an independent broker/dealer with a national footprint of over 500 representatives involved in the securities business. Throughout its 20 years in the industry, The Leaders Group and its representatives have developed expertise in both the retail and wholesale sides of the life insurance and securities fields, with the company being the number one distributor broker/dealer of Variable Life Insurance in the world 7 years running.
For more information please contact the Leaders Group Home Office by calling 800-293-4296.