Chief Compliance Officer
Jane is Assistant Vice President and Chief Compliance Officer for The Leaders Group and TLG Advisors and has been with the company since January of 1998. She upholds The Leaders Group’s philosophy of facilitating compliant business and also strives to know each representative with the firm, making sure each one is treated as a person, and not a number. Prior to joining Leaders, Jane spent 15 years in adverting and real estate sales, so she understands the challenges registered representatives face. Jane holds numerous FINRA designations as well as the exclusive Certified Securities Compliance Professional designation. Currently, she is Chairman of the board of directors of the National Society of Compliance Professionals and has served as chair of the NSCP Publications, Meetings and the Roundtables Committee. In addition, she is actively involved in local regulatory affairs and is chair and founding member of the Denver Compliance Roundtable.
In her free time, she enjoys watching sports, reading, cooking and spending time with her husband and teenage sons. Jane has a B. A. in Technical Journalism from Colorado State University.