AVP/ Compliance Manager
Ben joined The Leaders Group in February 2011 as a Commissions Analyst. Since he has been a Leaders Group employee, Ben has become a Registered Representative, a general securities principal, a registered options principal, a financial and operations principal, as well as a Investment Advisor Representative. In February of 2013, he joined the Compliance Department, where he assists reps with any Compliance inquiries. Ben also employs his advanced skills to help the Leaders Group with projects like profitability studies, data analysis, and projections. With his strong level of contribution to the Compliance Department, Ben was promoted to Compliance Lead in August of 2014 and again to AVP/Compliance Manager in August 2015.
Prior to The Leaders Group, Ben earned an Economics degree at Colorado School of Mines and was a two-time All-Conference football player. In his spare time, Ben is a mentor, ultramarathon runner, and an avid reader.