Privacy Policy
The Leaders Group, Inc. is a FINRA Registered Broker-Dealer and TLG Advisors, Inc.
is a Securities and Exchange Commission Registered investment Advisor. As a client
of either firm, you should be aware of the firm’s policies regarding our use of
the information you provide us when establishing or while maintaining a relationship
with us.
The Leaders Group, Inc. and TLG Advisors, Inc. do not sell personal information
about our clients to anyone. We will not share personal information about our clients
with other companies unless we need to share the information in order to provide
a product or service a client has requested. Unless we tell clients otherwise, these
other companies do not have the right to use clients’ personal information obtained
from our firms in any manner beyond what is required to provide a client’s requested
product or service. Our firms limit the collection of personal information to what
is necessary to administer our business and to deliver our products and services
to our clients. We do reserve the right to disclose or report personal information
in limited circumstances where we believe in good faith that disclosure is required
under law, to cooperate with regulators or law enforcement authorities, to perform
necessary credit checks or collect or report debts owed to us, to protect our rights
or property, or upon reasonable request by the sponsor or provider of a product
in which you have chosen to invest. Listed below is the information we do collect
and how we use that information: Forms you fill out to interact with our companies
such as: New account forms; agreements; contracts; questionnaires and miscellaneous
forms. The forms may request personal information such as your telephone number,
mailing address, financial information, employment information, investment objectives
and financial needs, for example. How we use this information: To conduct business
with you. At no time do we sell your information or share it unless necessary to
conduct business with you.
Our firms’ policies require that employees with access to confidential client information
may not use or disclose the information except for business use. Access to client
information is restricted to our employees, representatives and agents with a business
reason for access to such information. We safeguard information according to established
security standards and procedures and train our employees and representatives to
understand and comply with these protections.
From time to time the firms may update their privacy policies. All new clients will
receive the firms’ most current privacy policy upon entering into an agreement or
opening an account with the firms.
Keeping client account information accurate and up-to-date is very important to
us. If you ever find that your account information is incomplete, inaccurate or
not current, please write us at the location listed above. We will correct any inaccurate
or outdated information as soon as possible.